Survey and Commentary Period
By Staff Reporters
The Securities and Exchange Commission just posted a form for people to comment as part of its study of obligations and standards that should apply to broker-dealers and registered investment advisors.
Assessment
As if it matters after the lobbyists enter the room; or does it?
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Conclusion
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The “Hit” List
New York money manager with a long history of legal battles with the government has been charged with threatening to kill 47 U.S. officials, including the nation’s top securities and commodities regulators.
Vincent McCrudden, 49, last month allegedly posted online an “execution list” naming officials, including Securities and Exchange Commission Chairman Mary Schapiro and Commodity Futures Trading Commission Chairman Gary Gensler.
More: http://www.investmentnews.com/article/20110114/FREE/110119946
What a guy – what an industry!
Isabelle
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