Be a Financial Services Whistle-Blower!

Have You Ever Worked in the Financial Services Industry?

By Ann Miller; RN, MHA

[Executive-Director]

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Do you have experience in the financial services sector? Have you ever worked for a broker-dealer, or on Wall Street, or for a wire-house, financial advisory or planning firm, or even an insurance company, retail, commercial or investment bank?

If so – the Medical Executive Post is interested in your gossip, insider information, knowledge, personal opinion, insight or related hearsay – both positive and negative. Remain anonymous or be named outright.

Please contact us today: MarcinkoAdvisors@msn.com

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Medical Risk Management: http://www.jbpub.com/catalog/9780763733421

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4 Responses

  1. Be a WhistleBlower? … Not Likely when Wall St. money floods DC in finance bill fight!

    http://www.msnbc.msn.com/id/37299032/ns/politics-the_new_york_times

    Lobbyists, who have spent $1.7 billion in 10 years, now seek payback. What do you think about that!

    Donna

    Like

  2. New rules might not stop next financial crisis

    http://www.msnbc.msn.com/id/37303795/ns/business-stocks_and_economy

    After Senate debate, passage, many loopholes exist in regulations.

    Stacey

    Like

  3. The JPMorgan Whistleblower Case

    There’s been much talk about the fate of whistleblowers these days. And, this ME-P “call” is more proof.

    One interesting case has recently emerged at JPMorgan Chase, where ex-vice president Jennifer Sharkey has accused JPMorgan of firing her in August 2009 because of her view that the bank should break ties with an Israeli customer who generated lots of business.

    http://www.reuters.com/article/idUSTRE6510GU20100602

    What do you think? Does this case fall under the Sarbox Rules?

    Alexander

    Like

  4. The Whistleblower Act – Is It Working?

    Since the August 2011 adoption of the Dodd-Frank Wall Street Reform and Consumer Protection (Dodd-Frank) Act, the barriers for employees of SEC-regulated corporations and financial institutions to report wrongdoing by their companies (known as whistleblowing) have been significantly lowered.

    http://wealthmanagement.com/blog/whistleblower-act-it-working-0?NL=WM-07&Issue=WM-07_20120718_WM-07_83&YM_RID=marcinkoadvisors%40msn.com

    But, is is actually helpful?

    Dennis

    Like

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